Altona Rare Earths - Notification of Major Shareholding
RNS Number : 4354X
Altona Rare Earths PLC
23 July 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)i
1a. Identity of the issuer or the underlying issuer of
Altona Rare Earths Plc
existing shares to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligationiv
Name
Zafar Quraishi
City and country of registered office (if applicable)
London, UK
4. Full name of shareholder(s)(if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
19 July 2024
22 July 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
Resulting situation
on the date on
which threshold
was crossed or
reached
Position of
previous
notification (if
applicable)
% ofvoting rights
throughfinancial
instruments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
2.43%
2.43%
3.42%
3.42%
Total number of voting
rights held in issuer (8.A
+ 8.B)vii
163,015,866
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if
possible)
Number of voting rightsix
GB00BFZNKV91
3,966,015
Indirect
Direct
Direct
(DTR5.2.1)
(DTR5.1)
SUBTOTAL 8. A
% of voting rights
Indirect
(DTR5.1)
(DTR5.2.1)
2.43%
3,966,015
2.43%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of
financial
instrument
Expiration
datex
Exercise/
Conversion
Periodxi
Physical or
cash
Settlementxii
Number of
voting rights
% of voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)xiv
Namexv
% of voting rights if it
equals or is higher than
the notifiable threshold
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
Total of both if it equals or
is higher than the
notifiable threshold
10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
London, UK
Date of completion
22 July 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)i
1a. Identity of the issuer or the underlying issuer of
Altona Rare Earths PLC
existing shares to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
X
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
X
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
R S & C A JENNINGS
City and country of registered office (if applicable)
York, UK
4. Full name of shareholder(s)(if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
19 July 2024
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
19 July 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
Resulting situation
on the date on
which threshold
was crossed or
reached
Position of
previous
notification (if
applicable)
% ofvoting rights
throughfinancial
instruments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
Total number of voting
9.20%
9.20%
163,015,866
8.90%
8.90%
rights of issuervii
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if
possible)
Number of voting rightsix
(Art 9 of Directive
2004/109/EC) (DTR5.1)
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
GB00BFZNKV91
15,000,000
n/a
Direct
SUBTOTAL 8. A
% of voting rights
Indirect
15,000,000
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
9.20%
Indirect
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
n/a
9.20%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Exercise/
Physical or
Type of
Expiration
Number of
Conversion
cash
financial
% of voting rights
voting rights
datex
xi
xii
instrument
Period
settlement
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv(please add additional rows as necessary)
Namexv
% of voting rights if it
equals or is higher than
the notifiable threshold
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
10.In case of proxy voting, please identify:
Name of the proxy holder
n/a
The number and % of voting rights held
n/a
The date until which the voting rights will be held
n/a
11. Additional informationxvi
n/a
Place of completion
UK
Date of completion
22 July 2024
TR-1: Standard form for notification of major holdings
Total of both if it equals or
is higher than the
notifiable threshold
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)i
1a. Identity of the issuer or the underlying issuer of
Altona rare earths Plc
existing shares to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
X
Other (please specify) iii:
3. Details of person subject to the notification obligationiv
Name
Remy Welschinger
City and country of registered office (if applicable)
4. Full name of shareholder(s)(if different from 3.)v
Nesreen Welschinger
Sustineri Group Ltd
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
19 july 2024
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
19 july 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
Resulting situation
on the date on
which threshold
was crossed or
reached
Position of
previous
notification (if
applicable)
% ofvoting rights
throughfinancial
instruments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
1.84%
1.84%
3.46%
3.46%
Total number of voting
rights held in issuer (8.A
+ 8.B)vii
163,015,866
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if
possible)
Number of voting rightsix
GB00BFZNKV91
746,500
Direct
(DTR5.1)
% of voting rights
Indirect
Direct
(DTR5.2.1)
2,253,500
(DTR5.1)
0.46%
Indirect
(DTR5.2.1)
1.38%
SUBTOTAL 8. A
3,000,000
1.84%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of
financial
instrument
Expiration
date
x
Exercise/
Conversion
Periodxi
Physical or
cash
Settlementxii
Number of
voting rights
% of voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)xiv
Namexv
% of voting rights if it
equals or is higher than
the notifiable threshold
10.In case of proxy voting, please identify:
Name of the proxy holder
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
Total of both if it equals or
is higher than the
notifiable threshold
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
London, UK
Date of completion
22 July 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)i
1a. Identity of the issuer or the underlying issuer of
Altona Rare Earths Plc
existing shares to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligationiv
Name
Christian Taylor-Wilkinson
City and country of registered office (if applicable)
London, UK
4. Full name of shareholder(s)(if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
19 July 2024
19 July 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
% ofvoting rights
throughfinancial
Total of both in %
(8.A + 8.B)
Total number of voting
rights held in issuer (8.A
+ 8.B)vii
instruments
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached
Position of
previous
notification (if
applicable)
3.85%
3.85%
7.02%
7.02%
163,015,866
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if
possible)
Number of voting rightsix
GB00BFZNKV91
6,271,437
Indirect
Direct
Direct
(DTR5.2.1)
(DTR5.1)
SUBTOTAL 8. A
% of voting rights
Indirect
(DTR5.1)
(DTR5.2.1)
3.85%
6,271,437
3.85%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of
financial
instrument
Expiration
date
x
Exercise/
Conversion
Periodxi
Physical or
cash
Settlementxii
Number of
voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation(please mark the
applicable box with an "X")
% of voting rights
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)xiv
Namexv
% of voting rights if it
equals or is higher than
the notifiable threshold
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
Total of both if it equals or
is higher than the
notifiable threshold
10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
London, UK
Date of completion
22 July 2024
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