Altona Rare Earths - TR1: Notification of Holdings in Company
Released
Released
Announcement PDF
RNS Number : 8551W
Altona Rare Earths PLC
16 March 2026
RECENT WARRANT EXERCISES DILUTING INTEREST
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)i
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attachedii:
Altona Rare Earths PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights X
Other (please specify)iii
: RECENT WARRANT EXERCISES DILUTING INTEREST
3. Details of person subject to the notification obligationiv
Name R S & C A JENNINGS
City and country of registered office (if applicable) York, UK
4. Full name of shareholder(s) (if different from 3)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reachedvi
:
13 March 2026
6. Date on which issuer notified (DD/MM/YYYY): 16 March 2026
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
% of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
Total number of voting
rights of issuervii
Resulting situation
on the date on
which threshold
was crossed or
reached
4.74% 9.63% 14.37% 384,240,635
Position of previous
notification (if
applicable)
5.4% 9.87% 15.27%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if
possible)
Number of voting rightsix % of voting rights
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
GB00BFZNKV91 18,200,000 n/a 4.74% n/a
SUBTOTAL 8. A 18,200,000 4.74%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type of
financial
instrument
Expiration
datex
Exercise/
Conversion
Period xi
Physical or
cash
settlementxii
Number of
voting rights
% of voting rights
Warrant Dec 2027 1 pence Physical 12,000,000 3.12%
Warrant Jun 2028 1.5 pence Physical 25,000,000 6.51%
SUBTOTAL
8.B.2
37,000,000 9.63%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary)
Namexv
% of voting rights if it
equals or is higher than
the notifiable threshold
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
Total of both if it equals or
is higher than the
notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder n/a
The number and % of voting rights held n/a
The date until which the voting rights will be held n/a
11. Additional informationxvi
Place of completion UK
Date of completion
N/A
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